NG
NG

Nimrod Gauss-Samet

21 Years of Experience
Port Washington, WI
1 DisclosureBroker

Nimrod Gauss-Samet is a registered investment advisor at Associated Investment Services, INC., based in Port Washington, WI, with 21 years of industry experience. Nimrod operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,852 clients with $1.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
44 advisors
Number of Clients
3,852 clients
Average Client Portfolio
$304K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$5K

Associated Investment Services (AIS) offers various advisory programs with bundled fees that cover advisory, technology, administrative, custody, and portfolio management services. The fees are a percentage of your investments and vary depending on the program and the amount you invest. The specific fee schedule for your account is detailed in the Statement of Investment Selection. The fees are negotiable. AIS may offer promotional cash credits for opening or adding to an investment advisory account.

Loading...

Location

222 N Wisconsin Street, Port Washington, WI, 53074

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012
Denied
Employment History
Current Registrations
Associated Investment Services, INC.
November 2007 - Present · 18 yrs 6 mos
Associated Investment Services, INC.Broker
November 2007 - Present · 18 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
January 2004 - August 2007 · 3 yrs 7 mos
Ids Life Insurance CompanyBroker
January 2004 - July 2006 · 2 yrs 6 mos
State Registrations17 states
AZCACOFLGAILMDMIMNMONCNVNYOHPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.