David Austin
David Austin is a registered investment advisor at Wells Fargo Advisors, based in Spokane, WA, with 22 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
202 E Spokane Falls Blvd Ste 403, [Satellite], Spokane, WA, 99202
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2019Customer Dispute
June 2013Customer Dispute
July 2007Customer Dispute
May 2006Criminal
November 1991Other Business Activities
David has several investment-related activities, including partial ownership in Austin Farms LLC (wheat farm), Austin Wealth Management, River City Capital LLC (holding company), and Peabody on Sherman LLC (commercial real estate). He also serves as treasurer for Copper Ridge Condo Association, delivering financial statements.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations28 states
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