SB
SB

Samuel Buxton

22 Years of Experience
New York, NY
Broker

Samuel Buxton is a registered investment advisor at Morgan Stanley, based in New York, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Samuel is a board member of East Hampton Tennis Club, Inc., a sports organization, since October 2023. He dedicates minimal time to general oversight after business hours.

Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 6 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2005 - June 2009 · 3 yrs 10 mos
Credit Suisse First Boston LLCBroker
March 2004 - September 2005 · 1 yr 6 mos
State Registrations41 states
AZCACOCTDCDEFLGAHIIDILINKSLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.