PB
PB

Peter Black

22 Years of Experience
Laguna Beach, CA
2 DisclosuresBroker

Peter Black is a registered investment advisor at Wells Fargo Advisors, based in Laguna Beach, CA, with 22 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

260 Ocean Ave, Laguna Beach, CA, 92651

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Settled
Customer Dispute
April 2008
Settled
Other Business Activities

Peter owns rental property in Laguna Beach, CA since 2018. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
February 2004 - January 2011 · 6 yrs 11 mos
Wells Fargo Investments, LLCBroker
January 2004 - January 2011 · 7 yrs
State Registrations23 states
AZCACOFLHIIDILKSMIMOMTNCNJNMNVOHORSCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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