Wendy Williams is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 22 years of industry experience. Wendy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1021 E Cary St, [V2/V9-Rbo], Richmond, VA, 23219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Wendy is a finance committee member for the Richmond SPCA, starting in September 2023. She dedicates minimal time to attending meetings, overseeing financial management, and reviewing financial reports.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Bb&t Securities, LLCBroker
Bb&t Securities, LLC
Clearview Correspondent Services, LLCBroker
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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