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Christopher Kelly

Equitable Advisors, LLC
22 Years of Experience
Wall, NJ
1 DisclosureBroker
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Christopher Kelly is a registered investment advisor at Equitable Advisors, LLC, based in Wall, NJ, with 22 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 73,011 clients with $42B in assets under management.

Equitable Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4651 advisors
Number of Clients
73,011 clients
Average Client Portfolio
$582K average
Assets Under Management
$42.5B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

View Full SEC Brochure

Location

1967 Highway 34, Building C, Suite 201, Wall, NJ, 07719

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher works as a sales associate for Realty Benefit Services and Dergalis Associates LLC since 2014. He dedicates a few hours per week to each of these roles.

Employment History
Current Registrations
Equitable Advisors, LLC
December 2011 - Present · 14 yrs 10 mos
Equitable Advisors, LLC
December 2011 - Present · 14 yrs 10 mos
Equitable Advisors, LLCBroker
December 2011 - Present · 14 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
May 2010 - November 2011 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
May 2010 - November 2011 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2010 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - April 2010 · 6 mos
Banc of America Investment Services, INC.
October 2005 - October 2009 · 4 yrs
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.Broker
December 2003 - October 2004 · 10 mos
State Registrations9 states
AZCTFLMAMDNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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