JH
JH

Joanne Hughes

21 Years of Experience
Atlanta, GA
Broker

Joanne Hughes is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
July 2007 - June 2009 · 1 yr 11 mos
A. G. Edwards & Sons, INC.
March 2005 - July 2007 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
July 2004 - July 2007 · 3 yrs
State Registrations43 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMOMTNCNENHNJNMNVNYOHORPARISCSDTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joanne Hughes - Financial Advisor | TrueAdvisor