John Marek is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3740 Ellison Rd Nw, Albuquerque, NM, 87114
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John operates under MEMBERS Financial Services as a DBA for his LPL business. He also rents out a car on Turo and works as a CrossFit coach, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
MML Investors Services, LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Thornburg Securities CorporationBroker
Thornburg Investment Management INC
TD Waterhouse Investor Services, INC.
TD Waterhouse Investor Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.