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James Adgar

Planmember Securities Corporation
22 Years of Experience
Alameda, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

James Adgar is a registered investment advisor at Planmember Securities Corporation, based in Alameda, CA, with 22 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.

Planmember Securities Corporation
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
445 advisors
Number of Clients
69,645 clients
Average Client Portfolio
$145K average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.25%
$500K - $1.0M0.20%
$1M+0.10%

Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2413 Webb Ave Suite E, Alameda, CA, 94501

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2019
Customer Dispute
August 2015
Denied
Regulatory
December 2005
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is an insurance agent selling fixed and fixed indexed annuities, dedicating about 10-20% of his time to this activity. He also works as a sports official, spending about 10-20% of his time on this, but none during trading hours.

Employment History
Current Registrations
Planmember Securities Corporation
October 2019 - Present · 7 yrs
Planmember Securities CorporationBroker
October 2019 - Present · 7 yrs
Previous Registrations
Valley Wealth Strategies, LLC
December 2017 - September 2019 · 1 yr 9 mos
LPL Financial LLCBroker
November 2017 - September 2019 · 1 yr 10 mos
LPL Financial LLC
November 2017 - April 2018 · 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2009 - November 2017 · 8 yrs 1 mo
National Planning CorporationBroker
October 2009 - November 2017 · 8 yrs 1 mo
Financial Network Investment CorporationBroker
August 2008 - October 2009 · 1 yr 2 mos
Pension Planners Securities, INC.Broker
September 2004 - August 2008 · 3 yrs 11 mos
Foresters Equity Services, INC.Broker
January 2004 - September 2004 · 8 mos
State Registrations8 states
CAFLIDMTNVORSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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