James Adgar
James Adgar is a registered investment advisor at Planmember Securities Corporation, based in Carpinteria, CA, with 22 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
August 2019Customer Dispute
August 2015Regulatory
December 2005Other Business ActivitiesSells Insurance
James is an insurance agent selling fixed and fixed indexed annuities, dedicating about 10-20% of his time to this activity. He also works as a sports official, spending about 10-20% of his time on this, but none during trading hours.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Valley Wealth Strategies, LLC
LPL Financial LLCBroker
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Financial Network Investment CorporationBroker
Pension Planners Securities, INC.Broker
Foresters Equity Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.