DR
DR

David Alfred Riccio

22 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
20 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$5.6B

Fee Structure

Financial Planning:Investment management only
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Location

History

Regulatory History (1)
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Regulatory
March 2013
Final
Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
October 2006 - Present · 19 yrs 4 mos
Ladenburg Thalmann & CO. INC.
September 2006 - Present · 19 yrs 5 mos
Ladenburg Thalmann & CO. INC.Broker
September 2006 - Present · 19 yrs 5 mos
Previous Registrations
Broadwall Capital LLCBroker
April 2004 - September 2006 · 2 yrs 5 mos
Northeast Securities, INC.Broker
December 2003 - April 2004 · 4 mos
State Registrations21 states
CACOCTFLHIIDILMAMDMINCNJNVNYOHORPARITXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.