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David Riccio

Ladenburg Thalmann Asset Management INC
22 Years of Experience
Miami, FL
1 DisclosureBroker
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David Riccio is a registered investment advisor at Ladenburg Thalmann Asset Management INC, based in Miami, FL, with 22 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 3,154 clients with $6.7B in assets under management.

Ladenburg Thalmann Asset Management INC
Compensation
Fee-Only (% of Portfolio)
Firm Size
22 advisors
Number of Clients
3,154 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$6.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.75%

Maximum asset-based fee for consulting services is 0.75% annually. Fees are subject to negotiation and vary across different sponsored programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Miami, FL

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History

Regulatory History (1)
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Regulatory
March 2013
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
October 2006 - Present · 20 yrs
Ladenburg Thalmann & CO. INC.
September 2006 - Present · 20 yrs 1 mo
Ladenburg Thalmann & CO. INC.Broker
September 2006 - Present · 20 yrs 1 mo
Previous Registrations
Broadwall Capital LLCBroker
April 2004 - September 2006 · 2 yrs 5 mos
Northeast Securities, INC.Broker
December 2003 - April 2004 · 4 mos
State Registrations21 states
CACOCTFLHIIDILMAMDMINCNJNVNYOHORPARITXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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