SS
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Susan R. Somers

21 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
19 clients
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
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Location

426 East New York Street, Indianapolis, IN, 46202-3602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Cities, LLC
March 2024 - Present · 1 yr 11 mos
Previous Registrations
Capital Cities, LLC
February 2021 - February 2024 · 3 yrs
Capital Cities Investments
January 2006 - March 2024 · 18 yrs 2 mos
Triad Advisors LLCBroker
June 2005 - January 2021 · 15 yrs 7 mos
Mutual Service CorporationBroker
January 2004 - May 2005 · 1 yr 4 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.
Susan R. Somers - Financial Advisor | TrueAdvisor