Mark Yates
Mark Yates is a CFP-designated registered investment advisor at Wealth Strategies Group, based in Newport Beach, CA, with 21 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 134 clients with $44M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Client fees are negotiated on a per client basis; however, the maximum annualized client fee will not exceed 1.5%.
Fee Estimator
Location
2901 W. Coast Highway, Suite 200, Newport Beach, CA, 92663
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an insurance broker selling health, life, and fixed annuity products since 2004. He dedicates minimal time to this activity.
Employment History
Current Registrations
Wealth Strategies Group
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Royal Alliance Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.