JJ
JJ

James Johnson

22 Years of Experience
Mathews, NC
Broker

James Johnson is a registered investment advisor, based in Mathews, NC, with 22 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Mathews, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is the 100% owner of China Cat Properties and a 50/50 partner in 195 N. Trade, LLC, both of which own and manage real estate properties. These activities are not investment-related.

Employment History
Current Registrations
Lombard Securities IncorporatedBroker
May 2007 - Present · 19 yrs 5 mos
Lombard Advisers Incorporated
January 2007 - Present · 19 yrs 9 mos
Previous Registrations
Wachovia Securities Financial Network, LLC
May 2006 - December 2006 · 7 mos
Wachovia Securities Financial Network, LLCBroker
August 2004 - December 2006 · 2 yrs 4 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Johnson - Financial Advisor | TrueAdvisor