Laurel Whitney
Laurel Whitney is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 21 years of industry experience. Laurel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Phoenix, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laurel sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating about a quarter of her time. She is also a financial planner and consultant as the principle of L.M. Whitney & Associates, and an affiliated person with Financial Network- Larkin Region, both taking about a quarter of her time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
B. C. Ziegler and CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
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