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Andrew Bateman

VALIC Financial Advisors, INC.
8 Years of Experience
Las Vegas, NV
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Andrew Bateman is a registered investment advisor at VALIC Financial Advisors, INC., based in Las Vegas, NV, with 8 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1277 advisors
IM Fee
Planning only
Assets Under Management
$26.4B

Fee Structure

  • Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
  • Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
  • The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

8985 S. Eastern Avenue, Suite 230, Las Vegas, NV, 89123

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2018
Final
Criminal
December 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
VALIC Financial Advisors, INC.Broker
December 2025 - Present · 5 mos
VALIC Financial Advisors, INC.
December 2025 - Present · 5 mos
Previous Registrations
Florida Financial Advisors, LLC
August 2025 - August 2025 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2023 - May 2025 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2023 - May 2025 · 1 yr 10 mos
Wells Fargo Clearing Services, LLC
April 2021 - June 2023 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
May 2019 - June 2023 · 4 yrs 1 mo
First Allied Securities, INC.Broker
June 2005 - December 2006 · 1 yr 6 mos
Round Hill Securities, INC.Broker
September 2004 - June 2005 · 9 mos
M.L. Stern & CO., LLC.Broker
March 2004 - August 2004 · 5 mos
State Registrations1 state
NV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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