Keith Elis
Keith Elis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Branford, CT, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
173 Montowese Street, Suite 2, Branford, CT, 06405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Keith is a 50% owner/partner of Smith and Elis, LLC, a support company for their Raymond James branch, since 2015. He dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations17 states
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