Samuel Haines is a registered investment advisor at Mma Asset Management LLC, based in Boston, MA, with 21 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 303 clients with $720M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable, especially for larger accounts. The firm may charge a flat fee percentage per annum for accounts rather than utilizing the tiered schedule.
Fee Estimator
Location
101 Huntington Ave, Suite 401, Boston, MA, 02199
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samuel is an employee of Marsh & McLennan Agency LLC, dedicating nearly all of his time to non-investment related business activities such as health & benefits services. He also works as an investment adviser representative of MMA Asset Management LLC, spending minimal time identifying opportunities for them to manage.
Employment History
Current Registrations
Mma Asset Management LLC
Mma Securities LLCBroker
Mma Securities LLC
Previous Registrations
Centurion Asset Management, LLC
Purshe Kaplan Sterling InvestmentsBroker
The Centurion Group, LLC
LPL Financial LLCBroker
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Nrp Financial, INC.Broker
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.