David Heger is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
233 S Wacker Dr., Suite 8600, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2016 - Present · 10 yrs 3 mos
Morgan StanleyBroker
April 2016 - Present · 10 yrs 3 mos
Previous Registrations
Deutsche Bank Securities INC.
July 2011 - March 2016 · 4 yrs 8 mos
Deutsche Bank Securities INC.Broker
July 2011 - March 2016 · 4 yrs 8 mos
Northern Trust Securities, INC.Broker
July 2005 - July 2011 · 6 yrs
Scudder Distributors, INC.Broker
February 2004 - June 2005 · 1 yr 4 mos
State Registrations28 states
AZCACOCTFLIAILINKSKYMAMDMIMNMONCNJNVNYOHPARISCSDTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.