Michael Heath is a registered investment advisor, based in Stamford, CT, with 20 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is a supervision analyst for Steward Partners Investment Advisory LLC since January 2022. He dedicates minimal time to this role.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.
September 2018 - January 2022 · 3 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2018 - May 2022 · 4 yrs 2 mos
Raymond James & Associates, INC.Broker
February 2018 - January 2022 · 3 yrs 11 mos
Invest Financial CorporationBroker
February 2015 - February 2018 · 3 yrs
Bcg Securities, INC.Broker
August 2008 - March 2013 · 4 yrs 7 mos
First Investors CorporationBroker
January 2004 - August 2008 · 4 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.