David Heymann is a registered investment advisor at Trek Financial, based in Scottsdale, AZ, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 5,035 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.70% |
Fees may be subject to negotiation depending upon unique circumstances. Fees assessed on different assets in a portfolio may vary, depending on restrictions and complexity of management. In addition to the advisory fee, a platform fee is charged. Third-party managers and sub-advisors will charge an additional fee.
Fee Estimator
Location
8355 East Hartford Drive, Suite 105, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2013Criminal
January 1994Other Business ActivitiesSells Insurance
David is insurance licensed and a Managing Member of TBH, LLC, which holds a convertible note for a software systems company, dedicating minimal time to this. He is also a board member of Affisio, LLC, which also holds a convertible note for a software systems company, and this also requires minimal time.
Employment History
Current Registrations
Trek Financial
Previous Registrations
Heritage Wealth Management, LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Prism Financial Concepts
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Questar Asset Management, INC.
Questar Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.