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David Heymann

Trek Financial
22 Years of Experience
Scottsdale, AZ
2 DisclosuresSells Insurance
View SEC Summary
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David Heymann is a registered investment advisor at Trek Financial, based in Scottsdale, AZ, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 4,688 clients with $2.8B in assets under management.

Trek Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
4,688 clients
Average Client Portfolio
$602K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.50%
$500K - $1.0M1.50%
$1.0M - $2.5M1.25%
$2.5M - $5.0M1.00%
$5.0M - $10.0M0.85%
$10M+0.70%

Fees are subject to negotiation. Clients also pay an additional household platform fee ranging from 0.33% to 0.065%, and certain model portfolios add 0.15% to 0.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8355 East Hartford Drive, Suite 105, Scottsdale, AZ, 85255

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2013
Denied
Criminal
January 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is insurance licensed and a Managing Member of TBH, LLC, which holds a convertible note for a software systems company, dedicating minimal time to this. He is also a board member of Affisio, LLC, which also holds a convertible note for a software systems company, and this also requires minimal time.

Employment History
Current Registrations
Trek Financial
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Heritage Wealth Management, LLC
November 2021 - April 2023 · 1 yr 5 mos
First Allied Advisory Services, INC.
February 2014 - June 2017 · 3 yrs 4 mos
First Allied Securities, INC.Broker
February 2014 - June 2017 · 3 yrs 4 mos
Prism Financial Concepts
January 2012 - June 2022 · 10 yrs 5 mos
Cambridge Investment Research, INC.Broker
June 2008 - February 2014 · 5 yrs 8 mos
Cambridge Investment Research Advisors, INC.
June 2008 - August 2012 · 4 yrs 2 mos
Multi-Financial Securities Corporation
March 2006 - June 2008 · 2 yrs 3 mos
Multi-Financial Securities CorporationBroker
February 2006 - June 2008 · 2 yrs 4 mos
Questar Asset Management, INC.
August 2005 - February 2006 · 6 mos
Questar Capital CorporationBroker
March 2004 - February 2006 · 1 yr 11 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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