Shalom Morgan
Shalom Morgan is a registered investment advisor at Wells Fargo Advisors, based in Corte Madera, CA, with 22 years of industry experience. Shalom is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
770 Tamalpais Dr Ste 400, Corte Madera, CA, 94925
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2015Customer Dispute
April 2012Customer Dispute
April 2009Other Business Activities
Shalom has a 33.33% ownership stake with their spouse in TBD LLC (That Play Place), a children's indoor play cafe. Shalom spends minimal time per month assisting with general maintenance, upkeep, and bookkeeping.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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