James Bertram is a registered investment advisor at Baynes Investment Counsel LLC, based in Franklin, TN, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 203 clients with $95M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 2.00% |
| $200K - $500K | 1.50% |
| $500K+ | 1.25% |
Fees are generally negotiable. Qualified clients can pay 1.00% of assets under management plus 10.00% of capital appreciation.
Fee Estimator
Location
3401 Mallory Lane, Suite 100, Franklin, TN, 37067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is an associate at CNL Educational Institute, LLC, and the owner and authorized person of Red Bird Rentals LLC, a rental property in Florida. He also owns a vacation property that is sometimes rented out.
Employment History
Current Registrations
Baynes Investment Counsel LLC
Previous Registrations
Cnl Educational Institute, LLC
Cnl Securities CORP.Broker
Nuveen Asset Management, LLC
Nuveen Fund Advisors, INC.
Nuveen Securities, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.