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Michelle Ming

Citigroup Global Markets INC.
17 Years of Experience
Arcadia, CA
1 DisclosureBroker
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Michelle Ming is a registered investment advisor at Citigroup Global Markets INC., based in Arcadia, CA, with 17 years of industry experience. Michelle is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
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Location

CWM Retail, Sales, 660 West Duarte Road, Arcadia, CA, 91007

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History

Regulatory History (1)
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Customer Dispute
October 2023
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michelle owns rental properties in Phelan and Alhambra, CA, starting in 2019 and 2024 respectively, dedicating minimal time to these ventures. She also serves as Secretary for Recovery Revelations, Inc., a health care facility, managing the business bank account for a few hours per week.

Employment History
Current Registrations
Citigroup Global Markets INC.
March 2019 - Present · 7 yrs 7 mos
Citigroup Global Markets INC.Broker
March 2019 - Present · 7 yrs 7 mos
Citigroup Global Markets INC.
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - March 2019 · 6 yrs 5 mos
J.P. Morgan Securities LLC
October 2012 - March 2019 · 6 yrs 5 mos
Chase Investment Services CORP.
July 2010 - October 2012 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
September 2009 - October 2012 · 3 yrs 1 mo
Nylife Securities LLCBroker
October 2008 - June 2009 · 8 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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