David Gorman
David Gorman is a registered investment advisor at Leigh Baldwin & CO., LLC, based in Mine Hill, NJ, with 18 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 682 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.55% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Traditional managed account schedule shown. Fees are subject to negotiation. Alternative programs like Dollar Investment Club charge 0.95% up to $500,000 and 0.75% above $500,000. Third-party manager fees in FMAX generally range from 0.25% to 0.50%.
Fee Estimator
Location
350 Us Highway 46, Mine Hill, NJ, 07803
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David coaches at the Randolph YMCA, dedicating minimal time. He also serves as an investment advisor representative under PFS Partners, LLC, spending nearly full-time on activities like financial planning and retirement plan consulting. David also has a non-variable insurance DBA, Precision Financial Services Inc., and spends minimal time on fixed insurance.
Employment History
Current Registrations
Leigh Baldwin & CO., LLCBroker
Leigh Baldwin & CO., LLC
Precision Financial Services
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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