DV
CFP
DV
CFP
David Vaughan is a CFP-designated registered investment advisor, based in Irvine, CA, with 22 years of industry experience.
Location
18872 Mac Arthur Blvd., Suite 410, Irvine, CA, 92614
Get directionsHistory
Regulatory History (1)
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Criminal
May 1998Final Disposition
Other Business ActivitiesSells Insurance
David is involved in life and health insurance sales since 2004, dedicating minimal time to this activity. This activity is investment-related.
Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 7 mos
World Investment Advisors, LLC
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Pensionmark Securities, LLCBroker
July 2019 - October 2025 · 6 yrs 3 mos
Securities America, INC.Broker
November 2017 - July 2019 · 1 yr 8 mos
Clearview 401(k) Consultants INC.
June 2012 - November 2020 · 8 yrs 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
May 2009 - November 2017 · 8 yrs 6 mos
National Planning CorporationBroker
April 2009 - November 2017 · 8 yrs 7 mos
Royal Alliance Associates, INC.
March 2005 - May 2009 · 4 yrs 2 mos
Royal Alliance Associates, INC.Broker
January 2004 - May 2009 · 5 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.