David Elliott
David Elliott is a registered investment advisor at Artifex Advisory Group, INC., based in Cary, NC, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 34 clients with $9.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
The fee schedule is a blended schedule. Accounts within the same household may be combined for a reduced fee. The annual fee may be negotiable.
Fee Estimator
Location
2500 Regency Parkway, Cary, NC, 27518
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2013Other Business ActivitiesSells Insurance
David works as an insurance agent since 2013, focusing on insurance sales. This takes a few hours per week, with some of that time occurring during securities trading hours.
Employment History
Current Registrations
Artifex Advisory Group, INC.
Previous Registrations
Girard Securities, INC.
Cambridge Investment Research Advisors, INC.
On Investment Management CO
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.