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Darien Croce

Parallel Wealth Management
18 Years of Experience
Redding, CA
1 Disclosure
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Darien Croce is a registered investment advisor at Parallel Wealth Management, based in Redding, CA, with 18 years of industry experience. Darien operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 59 clients with $43M in assets under management.

Parallel Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
59 clients
Average Client Portfolio
$736K average
Assets Under Management
$43.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.30%
$1.0M - $2.0M1.10%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.65%
$10M+0.25%

Fees are calculated as a blended rate and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1147 Hilltop Drive, Redding, CA, 96003

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History

Regulatory History (1)
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Regulatory
March 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Darien is the principal and owner of Parallel Tax LLC, a tax preparation, tax planning, and bookkeeping business established in 2021. Darien spends about full-time hours per week on this business, with potentially more time during tax season, managing staff and completing tax-related tasks.

Employment History
Current Registrations
Parallel Wealth Management
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - March 2017 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2012 - March 2017 · 4 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2008 - June 2009 · 1 yr 2 mos
Morgan Stanley & CO. IncorporatedBroker
March 2008 - June 2009 · 1 yr 3 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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