Herbert Catledge
Herbert Catledge is a registered investment advisor at Iams Wealth Management, LLC, based in Maryville, TN, with 21 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,633 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.85% |
| $500K - $1.0M | 1.70% |
| $1.0M - $2.0M | 1.55% |
| $2M+ | 1.55% |
Fees over $2,000,000 are negotiable. Representatives may also negotiate a flat percentage rate not to exceed 1.85%. Third-party model providers may cost an additional 0.00% to 0.35%, and an annual $100 technology fee applies per account.
Fee Estimator
Location
200 E. Broadway Ave., Suite 412, Maryville, TN, 37804
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Herbert is the President and Founder of Foothills-Retirement Income Solutions LLC, where he sells life insurance and annuities, dedicating nearly full-time hours to this role. He also provides outsourced estate planning and real estate solutions, along with tax preparation services, taking about 10-20% of his time, minimal time, and about a quarter of his time, respectively.
Employment History
Current Registrations
Iams Wealth Management, LLC
Previous Registrations
Woodmen Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Hollenbach, CFPLPL Financial LLC
- Craig Bales, CFPEdward Jones
- John Tate, CFPOneascent Financial Services LLC
- Thomas Unger, CFPEdward Jones
- Duane Orr, ChFCHorace Mann Investors, INC.
- Lindsey Plyler, ChFCState Farm Investment Management CORP.