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Christopher Thomson

18 Years of Experience
Fort Lauderdale, FL
Broker

Christopher Thomson is a registered investment advisor at Kovack Advisors, INC., based in Fort Lauderdale, FL, with 18 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
259 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.

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Location

6451 N. Federal Highway, Suite 1201, Fort Lauderdale, FL, 33308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Kovack Advisors, INC.
May 2024 - Present · 2 yrs
Kovack Securities INC.
May 2024 - Present · 2 yrs
Kovack Securities INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
Spire Wealth Management, LLC
September 2021 - April 2024 · 2 yrs 7 mos
Spire Securities, LLCBroker
August 2021 - April 2024 · 2 yrs 8 mos
Ladenburg Thalmann Asset Management INC
November 2020 - August 2021 · 9 mos
Ladenburg Thalmann & CO. INC.Broker
November 2020 - August 2021 · 9 mos
Investacorp, INC.Broker
July 2020 - September 2020 · 2 mos
Securities America, INC.Broker
July 2020 - October 2020 · 3 mos
Investacorp Advisory Services INC
February 2011 - July 2020 · 9 yrs 5 mos
Investacorp, INC.Broker
September 2010 - July 2020 · 9 yrs 10 mos
Sanford C. Bernstein & CO., LLCBroker
November 2006 - July 2009 · 2 yrs 8 mos
Ameriprise Financial Services, INC.Broker
March 2006 - May 2006 · 2 mos
S.W. Bach & CompanyBroker
February 2004 - May 2004 · 3 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Thomson - Financial Advisor | TrueAdvisor