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Samuth Ean

20 Years of Experience
Encinitas, CA
Broker

Samuth Ean is a registered investment advisor at LPL Financial LLC, based in Encinitas, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2210 Encinitas Blvd. Ste. C, Encinitas, CA, 92024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Samuth is doing business as Lifetime Financial Advisors, Inc. and is also the Chief Financial Officer at Hometown Capital, dedicating about 10-20% of his time to this role.

Employment History
Current Registrations
LPL Financial LLC
September 2019 - Present · 6 yrs 8 mos
LPL Financial LLC
September 2019 - Present · 6 yrs 8 mos
LPL Financial LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Ep Wealth Advisors
January 2016 - August 2019 · 3 yrs 7 mos
Ballou Plum Wealth Advisors LLC
March 2011 - January 2016 · 4 yrs 10 mos
LPL Financial LLC
December 2005 - January 2016 · 10 yrs 1 mo
LPL Financial LLCBroker
September 2005 - January 2016 · 10 yrs 4 mos
State Registrations7 states
CAFLNJNYORPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.