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Aaron Loor

Citigroup Global Markets INC.
11 Years of Experience
Brooklyn, NY
1 DisclosureBroker
View SEC Summary
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Aaron Loor is a registered investment advisor at Citigroup Global Markets INC., based in Brooklyn, NY, with 11 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2398 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Citi Retail Banking, 195 Montague Street, Brooklyn, NY, 11201

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History

Regulatory History (1)
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Financial
May 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Aaron is a military officer in the United States Army Reserves, serving as a civil affairs governance officer. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
Citigroup Global Markets INC.
January 2024 - Present · 2 yrs 9 mos
Citigroup Global Markets INC.Broker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
May 2022 - November 2023 · 1 yr 6 mos
Hsbc Securities (USA) INC.Broker
August 2015 - January 2016 · 5 mos
Hsbc Securities (USA) INC.
August 2015 - January 2016 · 5 mos
Hsbc Securities (USA) INC.Broker
February 2013 - August 2013 · 6 mos
Hsbc Securities (USA) INC.
February 2013 - August 2013 · 6 mos
Chase Investment Services CORP.
April 2006 - February 2011 · 4 yrs 10 mos
Chase Investment Services CORP.Broker
January 2006 - February 2011 · 5 yrs 1 mo
Essex National Securities, INC.Broker
January 2005 - January 2006 · 1 yr
J.H. Darbie & CO., INC.Broker
February 2004 - August 2004 · 6 mos
State Registrations15 states
CACODEFLILMAMDMENJNYORSDTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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