AL
AL

Aaron Loor

11 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2269 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

Financial Planning:Investment management only
Loading...

Location

Citi Private Bank, 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL, 33131

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2020
Final
Other Business Activities

Aaron is a military officer in the United States Army Reserves, serving as a civil affairs governance officer. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
Citigroup Global Markets INC.
January 2024 - Present · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
May 2022 - November 2023 · 1 yr 6 mos
Hsbc Securities (USA) INC.Broker
August 2015 - January 2016 · 5 mos
Hsbc Securities (USA) INC.
August 2015 - January 2016 · 5 mos
Hsbc Securities (USA) INC.Broker
February 2013 - August 2013 · 6 mos
Hsbc Securities (USA) INC.
February 2013 - August 2013 · 6 mos
Chase Investment Services CORP.
April 2006 - February 2011 · 4 yrs 10 mos
Chase Investment Services CORP.Broker
January 2006 - February 2011 · 5 yrs 1 mo
Essex National Securities, INC.Broker
January 2005 - January 2006 · 1 yr
J.H. Darbie & CO., INC.Broker
February 2004 - August 2004 · 6 mos
State Registrations15 states
CACODEFLILMAMDMENJNYORSDTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.