Kevin Fifer
Kevin Fifer is a registered investment advisor at Capital City Asset Management Group, LLC, based in Powell, OH, with 22 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 173 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital City Asset Management Group charges a percentage of the assets they manage. The fees are negotiable, but the maximum annual fees are:
- Up to $250,000: 2.9% (2.0% for Florida residents)
- $250,001 - $500,000: 2.5% (2.0% for Florida residents)
- $500,001 - $1,000,000: 2.0%
- $1,000,001 - $2,000,000: 1.5%
- $2,000,001 - $5,000,000: 1.0%
- $5,000,001 and above: 0.75%
These fees are charged monthly and deducted from your account. CCAMG may also receive performance-based fees from third-party asset managers, creating a potential conflict of interest.
Location
3789 Attucks Dr, Powell, OH, 43065
Get directionsHistory
Regulatory History (11)
Financial
April 2019Customer Dispute
February 2015Judgment / Lien
May 2014Judgment / Lien
April 2014Judgment / Lien
October 2013Judgment / Lien
May 2013Judgment / Lien
August 2012Regulatory
July 2012Judgment / Lien
September 2011Judgment / Lien
November 2009Judgment / Lien
September 1996Other Business ActivitiesSells Insurance
Kevin is an Investment Advisor Representative at Capital City Asset Management Group LLC, providing investment advice during market hours, taking about half of his time. He is also a licensed insurance agent in Ohio, providing fixed life insurance.
Employment History
Current Registrations
Capital City Asset Management Group, LLC
Capital City Securities, LLC
Capital City Securities, LLCBroker
Previous Registrations
Regis Asset Management LLC
Regis Asset Management LLC
Regis Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.