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Pei Ng

22 Years of Experience
Los Angeles, CA
Broker

Pei Ng is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 22 years of industry experience. Pei operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2029 Century Park E Ste 2550, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Pei owns multiple multi-family real estate properties, some of which are investment-related. Pei has owned properties since 2008.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2011 - Present · 14 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2011 - Present · 14 yrs 7 mos
Ameriprise Financial Services, LLC
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2004 - April 2007 · 3 yrs
Morgan Stanley Dw INC.Broker
March 2004 - April 2007 · 3 yrs 1 mo
State Registrations12 states
AZCAGAHIMDNVNYTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.