Paul Harney
Paul Harney is a registered investment advisor at LPL Enterprise, LLC, based in East Falmouth, MA, with 20 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
East Falmouth, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul has outside W-2 employment at St. Joseph, Guardian of the Holy Family Parish, dedicating about 10-20% of his time. Paul also sells non-variable insurance, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Empower Financial Services, INC.Broker
Empower Advisory Group, LLC
Purshe Kaplan Sterling InvestmentsBroker
Condon Wealth Management, INC.
Purshe Kaplan Sterling InvestmentsBroker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Planmember Securities Corporation
Planmember Securities CorporationBroker
Investment Advisors Asset Management, LLC
Royal Alliance Associates, INC.Broker
New England SecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.