Allen Tollett
Allen Tollett is a registered investment advisor at Gwn Securities INC., based in Fritch, TX, with 22 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.
Fee Estimator
Location
Fritch, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allen sells life insurance products, Medigap insurance, and Medicare Advantage plans, dedicating minimal time to this activity. He also markets pre-paid legal services and identity theft protection, and serves as secretary for a family-owned incorporated farm, each requiring minimal time. Allen also works full-time as a Registered Rep for Tollett Financial.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Gwn Securities INC.
Previous Registrations
Symetra Investment Services, INC.Broker
Symetra Investment Services, INC.
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.