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Ralph Fatigate

20 Years of Experience
New York, NY
Broker

Ralph Fatigate is a registered investment advisor at Ameriprise Financial Services, LLC, based in New York, NY, with 20 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

777 Third Avenue, 20th Floor, New York, NY, 10017-1401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLC
June 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
AXA Advisors, LLCBroker
April 2009 - July 2019 · 10 yrs 3 mos
Bear, Stearns & CO. INC.Broker
December 2004 - June 2008 · 3 yrs 6 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ralph Fatigate - Financial Advisor | TrueAdvisor