William Spencer
William Spencer is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Sudbury, MA, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
327 A Boston Post Rd, Sudbury, MA, 01776
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a partner and financial advisor at Spencer Financial, LLC, dedicating full-time hours to managing the business and providing client guidance. He also works as an insurance broker/agent, selling life insurance, annuities, disability insurance, and long-term care insurance, taking about a quarter of his time, and is involved with health and group benefit sales for minimal time. William is also a trustee for The Sudbury Foundation and a board member for Lincoln Sudbury Youth Lacrosse.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
John Hancock Distributors LLC
John Hancock Distributors LLCBroker
Signator Investors, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.