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David Swenson

Ridgegate Advisors, LLC
22 Years of Experience
Englewood, CO
Sells Insurance
View SEC Summary
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David Swenson is a registered investment advisor at Ridgegate Advisors, LLC, based in Englewood, CO, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 7 more. Their firm serves 206 clients with $120M in assets under management.

Ridgegate Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
206 clients
Average Client Portfolio
$577K average
Assets Under Management
$119.0M

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees will not exceed 2% annualized of managed assets. Fees are calculated monthly based on average daily balance and are negotiable at the firm's sole discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

8310 S Valley Highway, Suite 480, Englewood, CO, 80112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is the founder of RidgeGate Advisors LLC, where he focuses on insurance sales and services, dedicating nearly full-time hours to this role. He also works as a financial wellness educator and counselor for The Foundation for Financial Wellness, spending a few hours per week on this activity.

Employment History
Current Registrations
Ridgegate Advisors, LLC
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Ae Wealth Management, LLC
November 2019 - December 2025 · 6 yrs 1 mo
Spire Wealth Management, LLC
March 2017 - November 2019 · 2 yrs 8 mos
United Capital Financial Advisers
September 2014 - March 2017 · 2 yrs 6 mos
Spire Wealth Management, LLC
April 2013 - October 2014 · 1 yr 6 mos
Srs Capital Advisors, INC.
January 2005 - April 2013 · 8 yrs 3 mos
Secure Financial Group, INC.
March 2004 - February 2005 · 11 mos
State Registrations3 states
CACOTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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