Eric Butler
Eric Butler is a registered investment advisor at Eastsound Capital Advisors, LLC, based in Broomfield, CO, with 16 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 263 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eastsound Capital Advisors' investment management fees are negotiable, ranging up to 1.95% annually, depending on client needs and investment strategy complexity. Fees are paid monthly or quarterly, in advance or arrears. Clients can terminate the agreement with ten days' written notice. ECA may also utilize third-party investment managers, with fees established and payable according to their disclosure documents.
Location
Broomfield, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric is a managing partner at JM Equity Venture, a pooled investment vehicle. He is also an independent insurance agent selling insurance products, including annuities, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Eastsound Capital Advisors, LLC
Previous Registrations
Tactive Advisors, LLC
Digital Wealth Partners
Apo Financial Services, LLC
Fiduciary Investment Trusts, LLC
Stadion Money Management, LLC
Alps Distributors, INC.Broker
Veritas Independent Partners, LLCBroker
Hatteras CapitalBroker
Advisors Asset Management, INC.Broker
Transamerica Capital, INC.Broker
World Group Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.