Stephen Carluccio is a registered investment advisor at Mad River Investors, based in Boston, MA, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 126 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable depending upon the specific nature of services rendered, the complexity of a client’s investment management needs, and/or the value of a client’s assets under management. Certain clients may also be subject to negotiated fee arrangements where fees are different than the basic fee structure. The above fees are inclusive of those fees Mad River pays sub-advisors.
Fee Estimator
Location
84 State Street, Suite 1060, Boston, MA, 02109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen engages in a small amount of outside legal work for former clients, subject to employer approval. This activity is not investment-related.
Employment History
Current Registrations
Mad River Investors
Previous Registrations
Mad River Investors
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.