Christopher Noonan is a registered investment advisor at LPL Financial LLC, based in Albany, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
18 Corporate Woods Blvd Fl 2, Albany, NY, 12211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Christopher operates under Rosemont Financial Group as a DBA for his LPL business, dedicating full-time hours. He also owns rental real estate, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
LPL Financial LLCBroker
LPL Financial LLCBroker
Oneida Wealth Management, INC.Broker
Cadaret, Grant & CO., INC.Broker
Ameritas Investment CORP.Broker
Diversified Investors Securities CORP.Broker
Gwfs Equities, INC.Broker
Princor Financial Services CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.