Sharon Appelman is a CFP-designated registered investment advisor at First Manhattan CO. LLC, based in New York, NY, with 19 years of industry experience. Sharon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,294 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.20% |
| $3.0M - $10.0M | 1.00% |
| $10.0M - $20.0M | 0.90% |
| $20.0M - $30.0M | 0.80% |
| $30.0M - $40.0M | 0.70% |
| $40M+ | 0.60% |
Rates shown are for active equity accounts with breakpoints. Fixed income, passive equity/fixed income, and non-discretionary accounts have separate, lower fee schedules. Rates may be negotiated for portfolios exceeding $70 million.
Fee Estimator
Location
399 Park Avenue, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Manhattan CO. LLC
First Manhattan Securities LLC
First Manhattan Securities LLCBroker
Previous Registrations
First Manhattan CO
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Cambridge Investment Research, INC.Broker
Commonwealth Financial NetworkBroker
MML Investors Services, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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