Dana Kolbe is a registered investment advisor, based in Wausau, WI, with 12 years of industry experience.
Location
1905 Stewart Avenue, Wausau, WI, 54401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dana works as a client associate for wealth management at Peoples State Bank and Peoples Wealth Management. These activities require minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 10 mos
Raymond James Financial Services, INC.Broker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2015 - September 2023 · 8 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2014 - September 2023 · 9 yrs 6 mos
State Registrations22 states
ARAZCACOFLIAIDILINMNMONCNENMNVNYORPASCSDTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.