RM
CFP · ChFC
RM
CFP · ChFC

Rocco Manochio

21 Years of Experience
West Creek, NJ
1 DisclosureBroker

Rocco Manochio is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in West Creek, NJ, with 21 years of industry experience. Rocco operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1064 S Main St, Ste 1A, West Creek, NJ, 08092-2913

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Settled
Other Business Activities

Rocco has business ownership in a non-investment related entity since 2011. He spends a few hours per week on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
September 2011 - Present · 14 yrs 8 mos
Ameriprise Financial Services, LLC
September 2011 - Present · 14 yrs 8 mos
Ameriprise Financial Services, LLC
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2005 - September 2011 · 6 yrs 8 mos
Wells Fargo Advisors, LLCBroker
April 2004 - September 2011 · 7 yrs 5 mos
State Registrations24 states
AZCACTDEFLGAHIINMAMDNCNJNVNYOHOKORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rocco Manochio - Financial Advisor | TrueAdvisor