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Michael Mott

J.P. Morgan Securities LLC
21 Years of Experience
Merrick, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Michael Mott is a registered investment advisor at J.P. Morgan Securities LLC, based in Merrick, NY, with 21 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2122 Merrick Avenue, Merrick, NY, 11566

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History

Regulatory History (1)
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Criminal
July 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael owns rental properties since 2020, generating passive rental income. He dedicates minimal time to these activities.

Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
May 2008 - October 2012 · 4 yrs 5 mos
Chase Investment Services CORP.Broker
July 2007 - October 2012 · 5 yrs 3 mos
Nfb Investment Services CORP.Broker
August 2005 - July 2007 · 1 yr 11 mos
Commerce One Financial INC.Broker
March 2004 - October 2004 · 7 mos
State Registrations16 states
CACOCTDEFLGAMAMDNCNJNVNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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