Lisa Werner is a registered investment advisor, based in Neenah, WI, with 21 years of industry experience.
Location
109 E Bell St, Neenah, WI, 54956
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is an advisory representative of a RIA, spending nearly full-time on investment-related activities. She is also an independent insurance agent for various companies, dedicating about 10-20% of her time to this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2013 - Present · 12 yrs 11 mos
Cambridge Investment Research, INC.Broker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
September 2004 - June 2013 · 8 yrs 9 mos
MML Investors Services, LLCBroker
April 2004 - June 2013 · 9 yrs 2 mos
State Registrations23 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.