Charles Edward Howell

CFP

Ip Financial Advisory Services LLC

20 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Insurance PlanningEstate PlanningTax PlanningRetirement Planning

Ip Financial Advisory Services LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

118 advisors

Number of Clients

2,041 clients

Average Client Portfolio

$223K average

Assets Under Management

$456.1M

Location

5950 Fairview Road, Suite 140, Charlotte, NC, 28210

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2019

Denied

Customer Dispute

April 2019

Closed-No Action

Customer Dispute

October 2018

Closed-No Action

Customer Dispute

August 2015

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Charles is an insurance agent for Bankers Life and Casualty, selling all insurance products, and a unit field trainer for CNO Financial Inc. He also owns Happy Traffic Inc (traffic education), Charles E Howell CPA PA (tax preparation and bookkeeping), and rental real estate, and is a trustee for the City of Hollywood's pension plan.

Employment History

Current Registrations

Ip Financial Advisory Services LLC

June 2021 - Present · 4 yrs 8 mos

Innovation Partners LLCBroker

June 2021 - Present · 4 yrs 8 mos

Previous Registrations

Bankers Life Advisory Services, INC.

September 2016 - June 2021 · 4 yrs 9 mos

Bankers Life Securities, INC.Broker

May 2016 - June 2021 · 5 yrs 1 mo

Investment Advisors

June 2010 - May 2016 · 5 yrs 11 mos

Proequities, INC.Broker

May 2010 - May 2016 · 6 yrs

Kovack Advisors, INC.

April 2008 - December 2009 · 1 yr 8 mos

Kovack Securities INC.Broker

April 2008 - December 2009 · 1 yr 8 mos

Investacorp, INC.Broker

November 2007 - April 2008 · 5 mos

Ic Advisory Services, INC.

June 2006 - November 2007 · 1 yr 5 mos

The Investment Center, INC.

October 2004 - June 2006 · 1 yr 8 mos

The Investment Center, INC.Broker

October 2004 - November 2007 · 3 yrs 1 mo

State Registrations10 states

CAFLGALAMIMONJNVNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.