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CH
CFP
CH
CFP

Charles Howell

Ip Financial Advisory Services LLC
21 Years of Experience
Hollywood, FL
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Howell is a CFP-designated registered investment advisor at Ip Financial Advisory Services LLC, based in Hollywood, FL, with 21 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,001 clients with $480M in assets under management.

Ip Financial Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
133 advisors
Number of Clients
2,001 clients
Average Client Portfolio
$241K average
Assets Under Management
$481.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K+2.00%

Maximum annual fee is up to 3% and is negotiable. Alternatively, third-party investment programs range from 2.20% down to 1.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

450 N. Park Rd, Suite 501, Hollywood, FL, 33021

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2019
Denied
Customer Dispute
April 2019
Closed-No Action
Customer Dispute
October 2018
Closed-No Action
Customer Dispute
August 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles is an insurance agent for Bankers Life and Casualty, selling all insurance products, and a unit field trainer for CNO Financial Inc. He also owns Happy Traffic Inc (traffic education), Charles E Howell CPA PA (tax preparation and bookkeeping), and rental real estate, and is a trustee for the City of Hollywood's pension plan.

Employment History
Current Registrations
Ip Financial Advisory Services LLC
June 2021 - Present · 5 yrs 4 mos
Innovation Partners LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Bankers Life Advisory Services, INC.
September 2016 - June 2021 · 4 yrs 9 mos
Bankers Life Securities, INC.Broker
May 2016 - June 2021 · 5 yrs 1 mo
Investment Advisors
June 2010 - May 2016 · 5 yrs 11 mos
Proequities, INC.Broker
May 2010 - May 2016 · 6 yrs
Kovack Advisors, INC.
April 2008 - December 2009 · 1 yr 8 mos
Kovack Securities INC.Broker
April 2008 - December 2009 · 1 yr 8 mos
Investacorp, INC.Broker
November 2007 - April 2008 · 5 mos
Ic Advisory Services, INC.
June 2006 - November 2007 · 1 yr 5 mos
The Investment Center, INC.
October 2004 - June 2006 · 1 yr 8 mos
The Investment Center, INC.Broker
October 2004 - November 2007 · 3 yrs 1 mo
State Registrations10 states
CAFLGALAMIMONJNVNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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