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Shelley Elizabeth Norris

21 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingSpecial Needs PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
3,641 clients
Average Client Portfolio
$574K average
Assets Under Management
$2.1B

Fee Structure

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Location

4800 Fashion Square Blvd, Suite 490, Saginaw, MI, 48604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shelley is an advisory board member for the Rotary Club of Saginaw Sunrise, a charitable organization, since 2007. She dedicates a few hours per week to advising on club operations and fundraising activities.

Employment History
Current Registrations
L.M. Kohn & CompanyBroker
November 2021 - Present · 4 yrs 3 mos
L.M. Kohn & Company
November 2021 - Present · 4 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - November 2021 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - November 2021 · 6 yrs
Morgan Stanley
October 2010 - November 2015 · 5 yrs 1 mo
Morgan StanleyBroker
June 2009 - November 2015 · 6 yrs 5 mos
Citigroup Global Markets INC.Broker
March 2004 - June 2009 · 5 yrs 3 mos
State Registrations4 states
CAFLMINY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.