James Hecker
James Hecker is a registered investment advisor at Life Balance Financial, based in Houston, TX, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.99% |
Fee is negotiable based on the size of the account. Clients may aggregate accounts to achieve a lower rate. This fee is separate from the Third-Party adviser’s fees.
Fee Estimator
Location
1334 Brittmoore Rd., Suite 1000 B, Houston, TX, 77043
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2024Other Business ActivitiesSells Insurance
James occasionally sells personal insurance products, including life, disability income, and long-term care, through non-Guardian carriers since 2004. This activity requires a few hours per week.
Employment History
Current Registrations
Life Balance Financial
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.