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Barrett Norris

21 Years of Experience
Louisville, KY
Broker

Barrett Norris is a registered investment advisor at Cetera Investment Advisers LLC, based in Louisville, KY, with 21 years of industry experience. Barrett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10503 Timberwood Circle, Suite 205, Louisville, KY, 40223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barrett operates under the DBA Commonwealth Capital Management, LLC, providing financial services. This takes about a quarter of his time, with most of those hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Walnut Street Securities, INC.
October 2011 - September 2013 · 1 yr 11 mos
Walnut Street Securities, INC.Broker
March 2004 - September 2013 · 9 yrs 6 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barrett Norris - Financial Advisor | TrueAdvisor